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← Indovina Bank Ltd.

Internal Control Officer - Compliance Officer

Indovina Bank Ltd. ·
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Type
Full-time
Work mode
On-site
Level
Staff
Industry
Other
Salary
Thương lượng
Location
Hồ Chí Minh, Quận Phú Nhuận

Overview

  • Conduct inspection and monitoring as assigned.
  • Implement plans and programs for internal control across the bank to minimize and prevent potential risks.
  • Directly participate in Inspection Teams according to assigned plans.
  • Check and supervise IVB Units’ compliance with internal policies and decisions from competent authorities.
  • Detect violations, prevent violations, identify risk signs and provide timely risk warnings to the branches for handling information and prompt alerts.
  • Prepare periodic/irregular monitoring reports and monitor operations on IVB system, monitoring and warning systems.
  • Monitor and supervise the implementation of recommendations after inspection, supervision, and audits of Business Units/ Head Office.
  • Participate in evaluating, reviewing, building a system of internal control tools suitable for the scale and operational orientation of IVB in each period.
  • Conduct compliance inspections and monitoring activities at Branches to identify non-compliances and control deficiencies.
  • Assess whether Credit and Frontlines Operations are performed in accordance with the Bank’s internal policies, regulatory requirements, and applicable banking laws.
  • Develop and enhance compliance monitoring methodologies, inspection checklists, and control criteria to improve inspection effectiveness.
  • Preparecompliance reports after each compliance inspection, including findings, root causes, risk assessments, and recommendations.
  • Follow-up and ensure that corrective measures are implemented within the timeline given.
  • Provide guidance and constructive feedback to Branches to strengthen internal controls and improve compliance.
  • Bachelor’s degree upwards in Accounting, Auditing, Banking, Finance, Law, Economics or other related fields.
  • Having good knowledge of credit, cashiering, international payments, monetary operations and other banking activities.
  • Candidates with experience in a Credit Re-Appraisal Section will have an advantage.
  • Preference given to candidates with experience in internal control in the Banking and Finance sector for Internal Control Officer
  • Preferred who graduated and worked in laws / legal firms / Bank’s internal audit for Compliance Officer
  • English: TOEIC 550 upwards or equivalent
  • Match with the regulatory criteria for prevention of money laundering, terrorist financing, and financing of proliferation of weapons of mass destruction.
  • Compliance, responsibility, honesty and teamwork spirit

Summary of facts from the official posting. View original ↗

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